Disclosure of information
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Terms of business for individuals
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TERMS OF BUSINESS
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LIST OF REQUIRED DOCUMENTS
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CLIENT APPLICATION FORM
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CLIENT QUESTIONNAIRE
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CLIENT CATEGORISATION AND CONSENT LETTER
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CLIENT CLASSIFICATION
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ORDER EXECUTION POLICY
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COMPLAINT MANAGEMENT POLICY
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PERSONAL DATA
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PRIVACY POLICY
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RISK DISCLOSURE
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MARGIN POLICY
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Terms of business for legal entities
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TERMS OF BUSINESS
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LIST OF REQUIRED DOCUMENTS
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CLIENT APPLICATION FORM
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CLIENT QUESTIONNAIRE
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CLIENT CATEGORISATION AND CONSENT LETTER (ASSESSED PROFESSIONAL CLIENT)
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CLIENT CATEGORISATION AND CONSENT LETTER (DEEMED PROFESSIONAL CLIENT)
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CLIENT CLASSIFICATION
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ORDER EXECUTION POLICY
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COMPLAINT MANAGEMENT POLICY
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PERSONAL DATA
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PRIVACY POLICY
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RISK DISCLOSURE
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MARGIN POLICY
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FATCA
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Registration documents and licenses
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Account funding details
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Service organizations
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Tariffs
The above tariffs do not include commission fees and tariffs of third-party organizations that provide the functions of a broker and nominee holder, including, but not limited to: Central Securities Depository JSC, Astana International Exchange (AIX), Central Depository of the Astana International Exchange, second-tier banks , custodians, clearing organizations, securities commissions and other professional securities market participants involved in servicing the Client’s transactions. These commission fees and tariffs are paid by the Client separately by the Company debiting the amount from the Client’s account without acceptance.
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1. Tariffs for trade transactions
Transaction type Commissions Minimum commission Purchase/sale shares/ETF on the US market 0.15% of the transaction amount.
For shares/ETF priced less than 10 USD: 0.15% of the transaction amount plus 2 cent per share/ETF.1 USD Purchase/sale shares on the London Stock Exchange 0.15% of the transaction amount 1 GBP Purchase/sale of financial instruments
on the OTC market (bonds)0.25% of the transaction amount 25 USD (for transactions in USD);
25 EUR (for transactions in EUR);
25 GBP (for transactions in GBP);
250 HKD (for transactions in HKD);
11500 KZT (for transactions in KZT).Purchase/sale CFD instruments Free of charge Free of charge Purchase/sale financial instruments on the Astana International Exchange (AIX) 0.05% of the transaction amount.
The commission is withheld in USD, if the transaction amount was not in USD, then the broker’s current cross rate is used to calculate the commission.Free of charge 2. The Tariffs for non-trading transactions: Transaction type Commissions Opening, keeping and closing a personal account Free of charge Transfer of securities from a securities account from one depository to another, including transfers from the account of the current broker to the accounts of a new broker and vice versa, as well as transfers within the accounts of one broker. Determined individually depending on the asset being transferred, its volume and the participants in the transfer. Servicing an inactive account $50 per month or free balance (if account balance is less than $50). Not charged if the account balance is 0. The above tariffs do not include commission fees and tariffs of third-party organizations that provide the functions of a broker and nominee holder, including, but not limited to: Central Securities Depository JSC, Astana International Exchange (AIX), Central Depository of the Astana International Exchange, second-tier banks , custodians, clearing organizations, securities commissions and other professional securities market participants involved in servicing the Client’s transactions. These commission fees and tariffs are paid by the Client separately by the Company debiting the amount from the Client’s account without acceptance.
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Notifications for customers
